Regulatory & Compliance Services

Policies -processes

Working with leading regulators in legal, financial and emergency services

FloSuite has a track record in supporting regulatory and professional services organisations to manage and improve business processes, and meet compliance needs.

It is used by City of London regulators, as well as underpinning safety regulation processes within preventative programmes run by emergency services.

Our product has been implemented by regulators as the key legal/financial case management platform, handing high volumes of complex investigations and complaints, and involving integration with multiple third-party systems and partner organisations.

Key regulatory clients include:

  • The Bar Council, which represents barristers in England and Wales and promotes the Bar's high quality specialist advocacy and advisory services. It uses FloSuite as its legal case management platform for administering and streamlining its regulatory work
  • The Financial Reporting Council (FRC), the UK's independent industry regulator responsible for promoting high-quality corporate governance and reporting to foster greater investment. It uses FloSuite as its case management platform for Legal, Financial and Regulatory processes
  • Emergency service providers within the UK